cvs-mock – ms-excel – কুইজ মডেল টেস্ট অনুশীলন – 7

cvs-mock – ms-excel – কুইজ মডেল টেস্ট অনুশীলন – 7

5162. In determining what risks a customer poses, which consideration should not be a major factor?

1. What occupation or type of business does the customer derive their income from.
2. What is the size of your financial institution.What are the customer’s ethnic heritage
3. sexual orientation and political beliefs.Where the customer resides or where the business is headquartered.

5163. A lawyer who banks with you is a sole practitioner. He wants to open a trust account for a client. He provides you with the trust documents and the name and address of the trust beneficiary but is unable to provide additional details due to a client confidentiality obligation. You notice that the address is from an overseas jurisdiction. What level of due diligence would be required?

1. This situation requires enhanced due diligence because the lawyer is clearly hiding something when he says he is under a client confidentiality obligation
2. This situation requires enhanced due diligence because an offshore jurisdiction is involved
3. None of the above
4. This situation does not require enhanced due diligence. You know the lawyer well and you have been provided with the trust documents and identity of the beneficiary.

5164. Customer verification is vital to any KYC procedure. What is acceptable in verifying an individual customer? Select the incorrect response from the alternatives below. In verifying an individual customer, you can rely on ____________.

1. a reference from a good friend
2. None of the above
3. licence
4. drivers licence and Medicare card

5165. During customer acceptance and identification activities, on which of the following customers should enhanced due diligence be conducted?

1. correspondent accounts All of the above
2. non face to face
3. customerstrustees
4. nominees and fiduciaries

5166. Which of the following document/s can be accepted by banks as a proof of Customer Identification?

1. Electricity Bill
2. Income/Wealth Tax Assessment Order
3. Salary Slip
4. Election I card

5167. A well-established and well-regarded customer of your bank refers a new customer to you. The new customer is a leasing company that does business in the Philippines. It is also listed on the Philippine Stock Exchange. What level of due diligence would be required?

1. None of the above
2. company and has been introduced by a trusted customer.
3. trusted customer.
4. customer is a non-bank financial company based overseas.

আমাদের কাছে থাকা লক্ষ লক্ষ মডেল টেস্ট থেকে প্রাকটিজের জন্য কিছু এখানে তুলে ধরা হল। প্রতিটি অধ্যায়ের উপরে ইশিখন.কম কুইজ চ্যালেঞ্জ এ আছে শত শত মডেল টেস্ট বার বার মডেল টেস্ট দিয়ে নিজেকে যাচাই কর এবং পুরো বাংলাদেশের সকল শিক্ষার্থীর সাথে আপনার মেধা তালিকা দেখুন। প্রশ্নে কোন প্রকার ভুল থাকলে সঠিক উত্তরসহ নিচে কমেন্ট করে জানাবেন, আমরা ঠিক করে দেবো।